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# bwa

Langue: en

Version: 332855 (ubuntu - 24/10/10)

Section: 1 (Commandes utilisateur)

## NAME

bwa - Burrows-Wheeler Alignment Tool

## SYNOPSIS

bwa index -a bwtsw database.fasta

bwa aln database.fasta short_read.fastq > aln_sa.sai

bwa samse database.fasta aln_sa.sai short_read.fastq > aln.sam

bwa bwasw database.fasta long_read.fastq > aln.sam

## DESCRIPTION

BWA is a fast light-weighted tool that aligns relatively short sequences (queries) to a sequence database (targe), such as the human reference genome. It implements two different algorithms, both based on Burrows-Wheeler Transform (BWT). The first algorithm is designed for short queries up to ~200bp with low error rate (<3%). It does gapped global alignment w.r.t. queries, supports paired-end reads, and is one of the fastest short read alignment algorithms to date while also visiting suboptimal hits. The second algorithm, BWA-SW, is designed for long reads with more errors. It performs heuristic Smith-Waterman-like alignment to find high-scoring local hits (and thus chimera). On low-error short queries, BWA-SW is slower and less accurate than the first algorithm, but on long queries, it is better.

For both algorithms, the database file in the FASTA format must be first indexed with the index' command, which typically takes a few hours. The first algorithm is implemented via the aln' command, which finds the suffix array (SA) coordinates of good hits of each individual read, and the samse/sampe' command, which converts SA coordinates to chromosomal coordinate and pairs reads (for sampe'). The second algorithm is invoked by the dbtwsw' command. It works for single-end reads only.

## COMMANDS AND OPTIONS

index
bwa index [-p prefix] [-a algoType] [-c] <in.db.fasta>

Index database sequences in the FASTA format.

OPTIONS:

-c
Build color-space index. The input fast should be in nucleotide space.
-p STR
Prefix of the output database [same as db filename]
-a STR
Algorithm for constructing BWT index. Available options are:
is
IS linear-time algorithm for constructing suffix array. It requires 5.37N memory where N is the size of the database. IS is moderately fast, but does not work with database larger than 2GB. IS is the default algorithm due to its simplicity. The current codes for IS algorithm are reimplemented by Yuta Mori.
bwtsw
Algorithm implemented in BWT-SW. This method works with the whole human genome, but it does not work with database smaller than 10MB and it is usually slower than IS.
aln
bwa aln [-n maxDiff] [-o maxGapO] [-e maxGapE] [-d nDelTail] [-i nIndelEnd] [-k maxSeedDiff] [-l seedLen] [-t nThrds] [-cRN] [-M misMsc] [-O gapOsc] [-E gapEsc] [-q trimQual] <in.db.fasta> <in.query.fq> > <out.sai>

Find the SA coordinates of the input reads. Maximum maxSeedDiff differences are allowed in the first seedLen subsequence and maximum maxDiff differences are allowed in the whole sequence.

OPTIONS:

-n NUM
Maximum edit distance if the value is INT, or the fraction of missing alignments given 2% uniform base error rate if FLOAT. In the latter case, the maximum edit distance is automatically chosen for different read lengths. [0.04]
-o INT
Maximum number of gap opens [1]
-e INT
Maximum number of gap extensions, -1 for k-difference mode (disallowing long gaps) [-1]
-d INT
Disallow a long deletion within INT bp towards the 3'-end [16]
-i INT
Disallow an indel within INT bp towards the ends [5]
-l INT
Take the first INT subsequence as seed. If INT is larger than the query sequence, seeding will be disabled. For long reads, this option is typically ranged from 25 to 35 for -k 2'. [inf]
-k INT
Maximum edit distance in the seed [2]
-t INT
-M INT
Mismatch penalty. BWA will not search for suboptimal hits with a score lower than (bestScore-misMsc). [3]
-O INT
Gap open penalty [11]
-E INT
Gap extension penalty [4]
-R INT
Proceed with suboptimal alignments if there are no more than INT equally best hits. This option only affects paired-end mapping. Increasing this threshold helps to improve the pairing accuracy at the cost of speed, especially for short reads (~32bp).
-c
Reverse query but not complement it, which is required for alignment in the color space.
-N
Disable iterative search. All hits with no more than maxDiff differences will be found. This mode is much slower than the default.
-q INT
Parameter for read trimming. BWA trims a read down to argmax_x{\sum_{i=x+1}^l(INT-q_i)} if q_l<INT where l is the original read length. [0]
samse
bwa samse [-n maxOcc] <in.db.fasta> <in.sai> <in.fq> > <out.sam>

Generate alignments in the SAM format given single-end reads. Repetitive hits will be randomly chosen.

OPTIONS:

-n INT
Maximum number of alignments to output in the XA tag for reads paired properly. If a read has more than INT hits, the XA tag will not be written. [3]
sampe
bwa sampe [-a maxInsSize] [-o maxOcc] [-n maxHitPaired] [-N maxHitDis] [-P] <in.db.fasta> <in1.sai> <in2.sai> <in1.fq> <in2.fq> > <out.sam>

Generate alignments in the SAM format given paired-end reads. Repetitive read pairs will be placed randomly.

OPTIONS:

-a INT
Maximum insert size for a read pair to be considered being mapped properly. Since 0.4.5, this option is only used when there are not enough good alignment to infer the distribution of insert sizes. [500]
-o INT
Maximum occurrences of a read for pairing. A read with more occurrneces will be treated as a single-end read. Reducing this parameter helps faster pairing. [100000]
-P
Load the entire FM-index into memory to reduce disk operations (base-space reads only). With this option, at least 1.25N bytes of memory are required, where N is the length of the genome.
-n INT
Maximum number of alignments to output in the XA tag for reads paired properly. If a read has more than INT hits, the XA tag will not be written. [3]
-N INT
Maximum number of alignments to output in the XA tag for disconcordant read pairs (excluding singletons). If a read has more than INT hits, the XA tag will not be written. [10]
bwasw
bwa bwasw [-a matchScore] [-b mmPen] [-q gapOpenPen] [-r gapExtPen] [-t nThreads] [-w bandWidth] [-T thres] [-s hspIntv] [-z zBest] [-N nHspRev] [-c thresCoef] <in.db.fasta> <in.fq>

Align query sequences in the <in.fq> file.

OPTIONS:

-a INT
Score of a match [1]
-b INT
Mismatch penalty [3]
-q INT
Gap open penalty [5]
-r INT
Gap extension penalty. The penalty for a contiguous gap of size k is q+k*r. [2]
-t INT
-w INT
Band width in the banded alignment [33]
-T INT
Minimum score threshold divided by a [37]
-c FLOAT
Coefficient for threshold adjustment according to query length. Given an l-long query, the threshold for a hit to be retained is a*max{T,c*log(l)}. [5.5]
-z INT
Z-best heuristics. Higher -z increases accuracy at the cost of speed. [1]
-s INT
Maximum SA interval size for initiating a seed. Higher -s increases accuracy at the cost of speed. [3]
-N INT
Minimum number of seeds supporting the resultant alignment to skip reverse alignment. [5]

## SAM ALIGNMENT FORMAT

The output of the aln' command is binary and designed for BWA use only. BWA outputs the final alignment in the SAM (Sequence Alignment/Map) format. Each line consists of:

 Col Field Description 1 QNAME Query (pair) NAME 2 FLAG bitwise FLAG 3 RNAME Reference sequence NAME 4 POS 1-based leftmost POSition/coordinate of clipped sequence 5 MAPQ MAPping Quality (Phred-scaled) 6 CIAGR extended CIGAR string 7 MRNM Mate Reference sequence NaMe (=' if same as RNAME) 8 MPOS 1-based Mate POSistion 9 ISIZE Inferred insert SIZE 10 SEQ query SEQuence on the same strand as the reference 11 QUAL query QUALity (ASCII-33 gives the Phred base quality) 12 OPT variable OPTional fields in the format TAG:VTYPE:VALUE

Each bit in the FLAG field is defined as:

 Chr Flag Description p 0x0001 the read is paired in sequencing P 0x0002 the read is mapped in a proper pair u 0x0004 the query sequence itself is unmapped U 0x0008 the mate is unmapped r 0x0010 strand of the query (1 for reverse) R 0x0020 strand of the mate 1 0x0040 the read is the first read in a pair 2 0x0080 the read is the second read in a pair s 0x0100 the alignment is not primary f 0x0200 QC failure d 0x0400 optical or PCR duplicate

The Please check <http://samtools.sourceforge.net> for the format specification and the tools for post-processing the alignment.

BWA generates the following optional fields. Tags starting with X' are specific to BWA.

 Tag Meaning NM Edit distance MD Mismatching positions/bases AS Alignment score X0 Number of best hits X1 Number of suboptimal hits found by BWA XN Number of ambiguous bases in the referenece XM Number of mismatches in the alignment XO Number of gap opens XG Number of gap extentions XT Type: Unique/Repeat/N/Mate-sw XA Alternative hits; format: (chr,pos,CIGAR,NM;)* XS Suboptimal alignment score XF Support from forward/reverse alignment XE Number of supporting seeds

Note that XO and XG are generated by BWT search while the CIGAR string by Smith-Waterman alignment. These two tags may be inconsistent with the CIGAR string. This is not a bug.

### Alignment Accuracy

When seeding is disabled, BWA guarantees to find an alignment containing maximum maxDiff differences including maxGapO gap opens which do not occur within nIndelEnd bp towards either end of the query. Longer gaps may be found if maxGapE is positive, but it is not guaranteed to find all hits. When seeding is enabled, BWA further requires that the first seedLen subsequence contains no more than maxSeedDiff differences.

When gapped alignment is disabled, BWA is expected to generate the same alignment as Eland, the Illumina alignment program. However, as BWA change N' in the database sequence to random nucleotides, hits to these random sequences will also be counted. As a consequence, BWA may mark a unique hit as a repeat, if the random sequences happen to be identical to the sequences which should be unqiue in the database. This random behaviour will be avoided in future releases.

By default, if the best hit is no so repetitive (controlled by -R), BWA also finds all hits contains one more mismatch; otherwise, BWA finds all equally best hits only. Base quality is NOT considered in evaluating hits. In paired-end alignment, BWA pairs all hits it found. It further performs Smith-Waterman alignment for unmapped reads with mates mapped to rescue mapped mates, and for high-quality anomalous pairs to fix potential alignment errors.

### Estimating Insert Size Distribution

BWA estimates the insert size distribution per 256*1024 read pairs. It first collects pairs of reads with both ends mapped with a single-end quality 20 or higher and then calculates median (Q2), lower and higher quartile (Q1 and Q3). It estimates the mean and the variance of the insert size distribution from pairs whose insert sizes are within interval [Q1-2(Q3-Q1), Q3+2(Q3-Q1)]. The maximum distance x for a pair considered to be properly paired (SAM flag 0x2) is calculated by solving equation Phi((x-mu)/sigma)=x/L*p0, where mu is the mean, sigma is the standard error of the insert size distribution, L is the length of the genome, p0 is prior of anomalous pair and Phi() is the standard cumulative distribution function. For mapping Illumina short-insert reads to the human genome, x is about 6-7 sigma away from the mean. Quartiles, mean, variance and x will be printed to the standard error output.

### Memory Requirement

With bwtsw algorithm, 2.5GB memory is required for indexing the complete human genome sequences. For short reads, the aln' command uses ~2.3GB memory and the sampe' command uses ~3.5GB.

### Speed

Indexing the human genome sequences takes 3 hours with bwtsw algorithm. Indexing smaller genomes with IS or divsufsort algorithms is several times faster, but requires more memory.

Speed of alignment is largely determined by the error rate of the query sequences (r). Firstly, BWA runs much faster for near perfect hits than for hits with many differences, and it stops searching for a hit with l+2 differences if a l-difference hit is found. This means BWA will be very slow if r is high because in this case BWA has to visit hits with many differences and looking for these hits is expensive. Secondly, the alignment algorithm behind makes the speed sensitive to [k log(N)/m], where k is the maximum allowed differences, N the size of database and m the length of a query. In practice, we choose k w.r.t. r and therefore r is the leading factor. I would not recommend to use BWA on data with r>0.02.

Pairing is slower for shorter reads. This is mainly because shorter reads have more spurious hits and converting SA coordinates to chromosomal coordinates are very costly.

In a practical experiment, BWA is able to map 2 million 32bp reads to a bacterial genome in several minutes, map the same amount of reads to human X chromosome in 8-15 minutes and to the human genome in 15-25 minutes. This result implies that the speed of BWA is insensitive to the size of database and therefore BWA is more efficient when the database is sufficiently large. On smaller genomes, hash based algorithms are usually much faster.

Command `bwasw' is designed for long-read alignment. The algorithm behind, BWA-SW, is similar to BWT-SW, but does not guarantee to find all local hits due to the heuristic acceleration. It tends to be faster and more accurate if the resultant alignment is supported by more seeds, and therefore BWA-SW usually performs better on long queries than on short ones.

On 350-1000bp reads, BWA-SW is several to tens of times faster than the existing programs. Its accuracy is comparable to SSAHA2, more accurate than BLAT. Like BLAT, BWA-SW also finds chimera which may pose a challenge to SSAHA2. On 10-100kbp queries where chimera detection is important, BWA-SW is over 10X faster than BLAT while being more sensitive.

BWA-SW can also be used to align ~100bp reads, but it is slower than the short-read algorithm. Its sensitivity and accuracy is lower than SSAHA2 especially when the sequencing error rate is above 2%. This is the trade-off of the 30X speed up in comparison to SSAHA2's -454 mode.

BWA website <http://bio-bwa.sourceforge.net>, Samtools website <http://samtools.sourceforge.net>

## AUTHOR

Heng Li at the Sanger Institute wrote the key source codes and integrated the following codes for BWT construction: bwtsw <http://i.cs.hku.hk/~ckwong3/bwtsw/>, implemented by Chi-Kwong Wong at the University of Hong Kong and IS <http://yuta.256.googlepages.com/sais> originally proposed by Nong Ge <http://www.cs.sysu.edu.cn/nong/> at the Sun Yat-Sen University and implemented by Yuta Mori.

The full BWA package is distributed under GPLv3 as it uses source codes from BWT-SW which is covered by GPL. Sorting, hash table, BWT and IS libraries are distributed under the MIT license.

If you use the short-read alignment component, please cite the following paper:

Li H. and Durbin R. (2009) Fast and accurate short read alignment with Burrows-Wheeler transform. Bioinformatics, 25, 1754-60. [PMID: 19451168]

Li H. and Durbin R. (2010) Fast and accurate long-read alignment with Burrows-Wheeler transform. Bioinformatics. [PMID: 20080505]

## HISTORY

BWA is largely influenced by BWT-SW. It uses source codes from BWT-SW and mimics its binary file formats; BWA-SW resembles BWT-SW in several ways. The initial idea about BWT-based alignment also came from the group who developed BWT-SW. At the same time, BWA is different enough from BWT-SW. The short-read alignment algorithm bears no similarity to Smith-Waterman algorithm any more. While BWA-SW learns from BWT-SW, it introduces heuristics that can hardly be applied to the original algorithm. In all, BWA does not guarantee to find all local hits as what BWT-SW is designed to do, but it is much faster than BWT-SW on both short and long query sequences.

I started to write the first piece of codes on 24 May 2008 and got the initial stable version on 02 June 2008. During this period, I was acquainted that Professor Tak-Wah Lam, the first author of BWT-SW paper, was collaborating with Beijing Genomics Institute on SOAP2, the successor to SOAP (Short Oligonucleotide Analysis Package). SOAP2 has come out in November 2008. According to the SourceForge download page, the third BWT-based short read aligner, bowtie, was first released in August 2008. At the time of writing this manual, at least three more BWT-based short-read aligners are being implemented.

The BWA-SW algorithm is a new component of BWA. It was conceived in November 2008 and implemented ten months later.

Un brin de technique, de temps en temps, me distrait.
J'ose imaginer qu'un jour
À nous deux quelque chose d'utile produirons...
-+- Albert Einstein -+-